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Chapter 5 Tempo Plots in R for Analysing Radiocarbon Dates

Thomas S. Dye

5.0.1 Archaeological Motivation

As archaeologists, we are interested in change over time, and as archaeological scientists we are interested in measuring it.

The tempo plot is one way to measure change over time: it estimates the cumulative occurrence of archaeological events in a Bayesian calibration.

The tempo plot yields a graphic where the slope of the plot directly reflects the pace of change: a period of rapid change yields a steep slope and a period of slow change yields a gentle slope. When there is no change, the plot is horizontal. When change is instantaneous, the plot is vertical.

The example we’ll use in this demo includes radiocarbon dates collected beneath sixteen taro pond fields on three islands in Hawai`i. The dates provide termini post quos for the construction of the pond fields.

In my work with the tempo plot so far I’ve interpreted different plot shapes as distinguishing tradition, innovation, and fashion. The tempo of change for the taro pond fields was interpreted as representing a tradition in old Hawai`i.

5.0.2 Obtain MCMC Output from Calibration Software

A tempo plot summarizes the raw MCMC output yielded by a Bayesian calibration software package. A tempo plot can be constructed from the raw MCMC output produced by BCal, OxCal, and Chronomodel. Here, I’ll illustrate the use of OxCal.

OxCal produces raw MCMC output when the MCMC_sample function appears near the start of the .oxcal file.

OxCal’s MCMC_sample function takes three parameters: a name for the output file, the interval for sampling, and the maximum number of samples to write to the file. The example here will yield the file “loi-mcmc.csv” which will contain a maximum of 100,000 lines, using one in twenty-five of the MCMC iterations.

MCMC_sample("loi-mcmc", 25, 100000)

5.0.3 Read OxCal MCMC Output

Here, we call the read.csv function to read the raw MCMC output file produced by OxCal and assign it to the variable mcmc. This might take a while; the file loi-mcmc.csv is 69.4 MB.

# read in the large CSV very quickly
mcmc <- readr::read_csv("loi-mcmc.csv")
# convert colnames to read.csv style
names(mcmc) <- make.names(names(mcmc))

This line writes a list of the column names to standard output. We’ll use this to select the columns of interest.

The list written to standard output shows the index of the left-most column names in square brackets. This is a convention in R. In this list, the first entry, Pass, refers to the iteration of the MCMC sampler. Subsequent entries 2 … 89 refer to various components of the Bayesian chronological model, including age determinations and phase boundaries. Most of this information is not useful for the tempo plot demonstration, so we’ll need to separate the wheat from the chaff.

colnames(mcmc)
##  [1] "Pass"                   "Start.Pre.colonization"
##  [3] "Beta.83313"             "Wk.15982"              
##  [5] "Colonization"           "KOU.CS.5a"             
##  [7] "Beta.20852b"            "Wk.19312"              
##  [9] "Wk.19313"               "Beta.135125"           
## [11] "Beta.42172"             "Beta.310824"           
## [13] "Beta.343212"            "Beta.5613"             
## [15] "NOSAMS.0809.26"         "Beta.339778"           
## [17] "Beta.208143"            "Beta.101871"           
## [19] "Beta.101872"            "Beta.260904"           
## [21] "Beta.138980"            "Beta.150615"           
## [23] "Beta.233042"            "Beta.150620"           
## [25] "Beta.251247"            "Wk.19311"              
## [27] "Wk.19310"               "Beta.135126"           
## [29] "Beta.260905"            "Beta.45363"            
## [31] "Beta.28136"             "Beta.28135"            
## [33] "CAMS.25560"             "CAMS.26396"            
## [35] "CAMS.25561"             "SR.5081"               
## [37] "SR.5085"                "SR.5080"               
## [39] "SR.5082"                "End.Post.colonization" 
## [41] "Anahulu.start"          "X..."                  
## [43] "O.Anahulu"              "Lower.Elialii.start"   
## [45] "Beta.213276"            "M.Lower.Elialii"       
## [47] "Upper.Elialii.start"    "Beta.213274"           
## [49] "M.Upper.Elialii"        "Kuele.central.2.start" 
## [51] "AA.72543"               "M.Kuele.central.2"     
## [53] "Halawa.stage.1.start"   "Beta.263862"           
## [55] "H.Halawa.stage.1"       "Halepoki.makai.start"  
## [57] "AA71542b"               "M.Halepoki.makai"      
## [59] "Kuele.central.1.start"  "AA.71549"              
## [61] "M.Kuele.central.1"      "Halawa.bund.start"     
## [63] "Beta.263861"            "H.Halawa.bund"         
## [65] "Kukuinui.start"         "AA71541"               
## [67] "M.Kukuinui"             "Kuele.west.start"      
## [69] "AA71122"                "M.Kuele.west"          
## [71] "Halepoki.central.start" "AA71550"               
## [73] "M.Halepoki.central"     "Keiu.start"            
## [75] "Beta.193986"            "M.Keiu"                
## [77] "Halepoki.mauka.start"   "AA72162"               
## [79] "M.Halepoki.mauka"       "Pawaa.central.start"   
## [81] "AA71121"                "M.Pawaa.central"       
## [83] "Pawaa.makai.start"      "AA72161"               
## [85] "M.Pawaa.makai"          "Lahokea.start"         
## [87] "Beta.215407"            "M.Lahokea"             
## [89] "X89"

5.0.4 Select and Confirm Columns to Plot

For this example, we are interested in construction date estimates for taro pond fields. In the Bayesian chronological model these estimates are labeled starting with a capital letter followed by a dot.

Indices of the construction date estimates are assigned to the variable i. From the output of colnames(mcmc) above, we can see that column 43 is named “O.Anahulu”, which represents the construction date estimate of a taro pond field in the Anahulu Valley of O`ahu Island, column 46 is named “M.Lower.Elialii”, which represents the construction date estimate of a taro pond field in the lower Elialii system in a valley on Moloka`i Island, etc.

i <- c(43, 46, 49, 52, 55, 58, 61, 64, 67, 70, 73, 76, 79, 82, 85, 88)

The interesting portion of mcmc is assigned to the variable mcmc.select, using the indexing facility of R. The square brackets at the end of this line enclose two values—a nil value before the comma, and the vector of indices in our variable i after the comma—that instruct R to select all rows but only the columns indexed in i.

mcmc.select <- mcmc[,i]

We now have a table with 16 columns, instead of one with 89 columns. Here, we check that the column names of mcmc.select are the ones we intended to select. Happily, there are 16 of them and they appear to be correct. The column named “O.Anahulu” that was the 43rd column of mcmc is now the first column of mcmc.select.

colnames(mcmc.select)
##  [1] "O.Anahulu"          "M.Lower.Elialii"    "M.Upper.Elialii"   
##  [4] "M.Kuele.central.2"  "H.Halawa.stage.1"   "M.Halepoki.makai"  
##  [7] "M.Kuele.central.1"  "H.Halawa.bund"      "M.Kukuinui"        
## [10] "M.Kuele.west"       "M.Halepoki.central" "M.Keiu"            
## [13] "M.Halepoki.mauka"   "M.Pawaa.central"    "M.Pawaa.makai"     
## [16] "M.Lahokea"

5.0.5 Load and Run calc.tempo Function

This line reads in the tempo plot source code distributed in the file tempo-plot-demo-saa-2017.r. There are two functions in the file, which we’ll use to calculate the tempo plot and to print it to a graphics device.

source("tempo-plot-demo-saa-2017.r")

Here is the calc.tempo function we’ll use to calculate the tempo plot. It is worth looking at in detail because other joint posterior calculations will have similar structure.

The function has three parameters:

  • mcmc.data is the selected columns of the raw MCMC output from OxCal
  • by.int specifies the interval in years between points for which the statistic will be calculated
  • out.file is an optional parameter that will write the tempo calculation to a file.

The first line finds the minimum and maximum values in mcmc.data and creates a vector from the minimum to the maximum by the interval by.int. The vector is assigned to the variable years; these are the years for which the statistic will be calculated.

The second line declares a matrix res.mat large enough to hold the results of the calculation.

Most of the work takes place in the for loop, which loops over years and determines for each of the 100,000 lines in mcmc.data how many taro pond fields were constructed before that year. This is the part of the function that would change if a different statistic were implemented.

The results of the simulation are summarized in the lines assigning values to the variables means and sds.

The results are packaged up in a dataframe assigned to the variable res.df.

The variable res.df is then written to a file if the out.file parameter has a value and finally returned.

calc.tempo <- function(mcmc.data, by.int, out.file="") {
  years <- seq(from = floor(min(mcmc.data)), to = ceiling(max(mcmc.data)), by = by.int)
  res.mat <- matrix(ncol = length(years), nrow = dim(mcmc.data)[1])

  for (i in 1:length(years)) {
    gte <- mcmc.data <= years[i]
    res.mat[,i] <- rowSums(gte)
  }
  means <- colMeans(res.mat)
  sds <- apply(res.mat, 2, sd)
  res.df <- data.frame(mean = means, sd = sds, year = years)

  if (!(out.file == "")) {
    write.csv(res.df, out.file)
  }
  return(res.df)
}

Here, we call calc.tempo with our mcmc.select data, ask the function to calculate the statistic by decade, and save the results to a file, loi-tempo.csv. In addition, we save the results in a variable, loi.tempo, to save ourselves the trouble of reading them back in from the file.

If, at some later date, we desire access to the data, then we can read.csv("loi-tempo.csv").

loi.tempo <- calc.tempo(mcmc.data = mcmc.select, by.in = 10, out.file = "loi-tempo.csv")

5.0.6 Check calc.tempo Output

A summary of the calc.tempo results suggests all went well. The mean number of construction events ranges from 0 to just under 16, the number of taro pond fields in our sample. The calculations were carried out for a period of almost 900 years, from AD 1056 to 1946.

summary(loi.tempo)
##       mean               sd              year     
##  Min.   : 0.0000   Min.   :0.0000   Min.   :1056  
##  1st Qu.: 0.3658   1st Qu.:0.4707   1st Qu.:1278  
##  Median : 5.7018   Median :1.4603   Median :1501  
##  Mean   : 5.6574   Mean   :1.0657   Mean   :1501  
##  3rd Qu.: 9.0754   3rd Qu.:1.5279   3rd Qu.:1724  
##  Max.   :15.8329   Max.   :1.5576   Max.   :1946

5.0.7 Example Plot with plot.tempo

The source file, tempo-plot-demo-saa-2017.r, includes a simple function to plot the calc.tempo results based on the ggplot2 library. The function plot.tempo accepts data from an R variable with the parameter tempo.data or from a file created by calc.tempo with the in.file parameter. If both tempo.data and in.file are supplied, then the data are taken from tempo.data and the in.file parameter is ignored.

The plot.tempo function displays the graph on-screen. If the parameter out.file is specified with a graphics file extension recognized by R, then the graphic will be written to out.file. If out.file is not specified, then only the on-screen graph is produced.

Some parameters modify the graphic output. The parameters min.x and max.x can be used to specify the x-axis limits, so you can “zoom” in or out. The parameters x.label and y.label make it possible to modify the x-axis and y-axis labels. The parameters plot.ht and plot.wi set the height and width of the plot in inches. Their default values are standard R values.

plot.tempo <- function(tempo.data = NULL, in.file = "",  out.file = "", max.x = NA,
                              min.x = NA, y.label = "Cumulative Events",
                              x.label = "Calendar Year", plot.ht = 7,
                              plot.wi = 7){
  library(ggplot2)
  if (is.null(tempo.data)){
    if (in.file == ""){
      stop("No data source")}
    else {
        tempo.data <- read.csv(in.file)}
  }
  h <- ggplot(tempo.data, aes(x = year))
  h <- h + geom_ribbon(aes(ymin = mean - sd, ymax = mean + sd))
  h <- h + geom_line(aes(y = mean))
  h <- h + xlab(x.label) + ylab(y.label)
  if (!(is.na(max.x) | is.na(min.x))){
    h <- h + xlim(min.x, max.x)
  }
  if (!(out.file == "")) {
    ggsave(filename = out.file, plot= h, height = plot.ht, width = plot.wi)
  }
  old.par <- par(no.readonly = T)
  dev.new(width = plot.wi, height = plot.ht)
  print(h)
  par(old.par)
}

Here, the tempo.data function is called with the variable loi.tempo produced by the function calc.tempo and the graph is saved in PDF format to the file loi-tempo.png. The plot height is set to 3 inches, so both the on-screen graphic and the graphic saved to loi-tempo.png will be short and wide.

plot.tempo(tempo.data = loi.tempo, out.file = "loi-tempo.png", plot.ht = 3)

The steady tempo of taro pond field construction events over a period of more than 600 years indicates that the practice was a tradition in old Hawai`i.

5.0.8 ArchaeoPhases software

Developers of the Bayesian calibration application Chronomodel, Anne Philippe and Marie-Ann Vibet at Jean Leray Mathematics Lab, Université de Nantes, are developing open-source R software called ArchaeoPhases to process the raw MCMC output from Chronomodel and OxCal. Support for the raw MCMC output of BCal is planned.

The ArchaeoPhases software includes a function, TempoPlot, that develops a Bayesian implementation of the tempo plot. Here is an example of graphical output using code currently under development and expected to be included in the next release of the software.

5.0.9 Demo Files

The demo comprises these four files:

  • loi-mcmc.csv, a large comma-separated value file containing the raw MCMC data from an OxCal calibration;
  • tempo-plot-demo-saa-2017.r, an R source code file with definitions of the functions calc.tempo and plot.tempo; and
  • tempo-plot-demo-saa-2017.Rmd, the R Markdown source for the document you are reading.
  • loi-ap.png, a graphics file produced by ArchaeoPhases software under development.

These two files are produced during the demo:

  • loi-tempo.csv, a comma-separated value file containing the results returned by the calc.tempo function; and
  • loi-tempo.png, a png file of the graphic produced by the function plot.tempo.
sessionInfo()
## R version 3.3.3 (2017-03-06)
## Platform: x86_64-w64-mingw32/x64 (64-bit)
## Running under: Windows 7 x64 (build 7601) Service Pack 1
## 
## locale:
## [1] LC_COLLATE=English_Australia.1252  LC_CTYPE=English_Australia.1252   
## [3] LC_MONETARY=English_Australia.1252 LC_NUMERIC=C                      
## [5] LC_TIME=English_Australia.1252    
## 
## attached base packages:
## [1] stats     graphics  grDevices utils     datasets  base     
## 
## other attached packages:
## [1] ggplot2_2.2.1
## 
## loaded via a namespace (and not attached):
##  [1] Rcpp_0.12.10     knitr_1.15.17    magrittr_1.5     hms_0.3         
##  [5] munsell_0.4.3    colorspace_1.3-2 R6_2.2.0         stringr_1.2.0   
##  [9] plyr_1.8.4       tools_3.3.3      grid_3.3.3       gtable_0.2.0    
## [13] htmltools_0.3.5  yaml_2.1.14      lazyeval_0.2.0   rprojroot_1.2   
## [17] digest_0.6.12    assertthat_0.1   tibble_1.2       bookdown_0.3.16 
## [21] readr_1.1.0      evaluate_0.10    rmarkdown_1.4    labeling_0.3    
## [25] stringi_1.1.3    methods_3.3.3    scales_0.4.1     backports_1.0.5
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